Horizon: Wealth for Nucleus BankOS

Wealth, keyed to the household.

Most wealth systems manage accounts. Horizon manages relationships — built on the same core that holds the client’s deposits, loans, and everything else.

One client. One graph. One supervisory record.

The Reynolds Household

HH-001 · keyed to the client

$8.4M

Net worth

RobertSusan
CheckingBanking
MortgageLending
Advisory · GrowthWealth
Business loanCommercial
IRA · held-awayAggregated
Banking relationship visible

Wealth has a fragmentation problem

The advisor knows the portfolio, but not the person.

The book lives in one system, portfolio accounting in another, trading in a third, supervision in a fourth — and the client’s actual banking relationship in a fifth nobody in wealth can see. So compliance reconstructs what happened after the trade instead of governing it as it goes.

The old way · five systems

  • Book, accounting, trading, supervision — all separate
  • The banking relationship is invisible to wealth
  • The advisor knows the portfolio, not the person
  • Compliance reconstructs the trade after the fact

With Horizon · one graph

  • One relationship-level operating system
  • The whole financial life — accounts, goals, held-away, banking
  • The advisor advises; the bank knows who they’re advising
  • Supervision governs the trade as it goes

From a collection of account-level tools to one relationship-level operating system.

What it does

An advisor desk that runs on the relationship.

Household graph

The household, not the account, is the unit.

A household book of business links members, accounts, and goals into one graph — with external-account aggregation pulling in held-away assets, so the advisor sees the full balance sheet, not just what’s custodied here.

  • Members, accounts & goals in one graph
  • Held-away asset aggregation
  • The full balance sheet
  • Keyed to the household
Household

3

Members

7

Accounts

4

Goals

2

Held-away

Members, accounts, goals & held-away — one graph.

Trading

Trading with discretion enforced at the order.

Advisors place orders within configurable discretionary authority; anything beyond it routes to a supervisor automatically. Allocations and a dedicated execution desk handle block trading and fills. The authority limit isn’t a policy memo — it’s enforced the moment the order is created.

  • Configurable discretionary authority
  • Over-limit auto-routes to a supervisor
  • Block trading & execution desk
  • Enforced at order creation
Buy · 5,000 AAPL · $0.9MPlace order

Within discretionary authority

Buy · 40,000 NVDA · $4.2MRoutes to supervisor

Exceeds discretion · supervisor review engaged

Enforced the moment the order is created.

Supervision

Supervision that runs alongside, not after.

Supervisors get trade review, concentration and suitability checks, and Regulation BI tooling — with approve, override, and export authority. A suitability drift monitor watches the book continuously, and every household carries an evidence timeline, so the supervisory record builds itself instead of being reconstructed at exam time.

  • Trade review & Reg BI tooling
  • Concentration & suitability checks
  • Continuous suitability drift monitor
  • Self-building evidence timeline
Supervision● Drift monitor live
Trade reviewConcentrationSuitabilityReg BI

Evidence timeline · builds itself

Recommendation logged
Suitability checked
Supervisor reviewed
Disclosure sent

Rebalancing & goals

Rebalancing and goals as living things.

Drift-aware rebalancing keeps portfolios aligned to their models; goals track funding progress against the client’s real, aggregated position — not a static plan in a separate tool.

  • Drift-aware rebalancing to model
  • Goals on the real, aggregated position
  • Living progress, not a static plan
  • One picture, advisor and client
Allocation drift+3.2% off model → rebalance

Target 60 / 40 · drift-aware rebalancing

Goals · on the real position

Retirement72% funded
College fund45% funded

Advisory with governed product launches

Model portfolios, advisory programs, and research live inside the platform. New programs route through a wealth-product-approval chain before they go live — so what an advisor offers is what governance has actually signed off on.

The full advisor desk

Fee management, documents and workflows, service cases, and an AI workforce round out the day-to-day — so a relationship manager runs the whole book from one workspace.

The proof point

A system that holds accounts, or a platform that understands the client.

Because Horizon runs on the core, the client identity, the position, and the supervisory record are all one thing — shared with the rest of the bank.

One client identity

The same person across wealth and banking — the advisor sees the whole relationship because the bank already does.

One position

Every recommendation stands on the client’s real, aggregated balance sheet — including held-away assets — not a nightly export.

One household graph

Members, accounts, goals, and external holdings linked into a single picture that trading, goals, and fees all run against.

One supervisory record

Trade review, suitability, and Reg BI evidence build themselves as the work happens — not reconstructed at exam time.

The advisor sees the whole relationship — because the bank already does.

Horizon runs on Nucleus BankOS — the same client identity, position, and controls as the rest of your bank. See it on your own data, or join the founding-partner cohort.

Requires Nucleus BankOS